Transfer Agency, Tax and AML Compliance
Our complete range of services for transfer agency and investor relations services consist of:
- Maintaining share, unitholder and partnership registers;
- Processing all investor-related transactions, including subscriptions, redemptions, transfers, capital calls and distributions;
- Distribution of statements, reports and other communications to investors
We provide comprehensive services to facilitate compliance with AML and FATCA and CRS requirements, which include:
- Collection and verification of Customer Due Diligence (CDD) and Know Your Client (KYC) documentation in accordance with applicable requirements for the fund and / or fund management company;
- Tax Review of investors, in accordance with prescribed FATCA and CRS regulations and procedures and collection of the relevant self-certification documents; and
- Reporting the names and details of Reportable Persons in the manner prescribed by the relevant tax authority.
